Relationship between social stability and climate change in the Tang Dynasty
Wang Xiao-Qing1, Zhang David D1, Pei Qing2, Zhang Sheng-Da1, Li Teng1
1 School of Geographical Sciences,Guangzhou University,Guangzhou 510000,China; 2 Department of Social Sciences,The Education University of Hong Kong,Hong Kong 999077,China
Abstract:This paper quantitatively divides the Tang Dynasty into five prosperous and chaotic social periods,and discusses the relationship between the social division and climate change. The criteria for determining prosperity and chaos is refered to a set of systematic war data. In order to verify the reasonableness of the division,we applied 1-way-ANOVA to test the differences of each variable index between prosperity and chaos periods. The results of social division are as follows: from AD 618 to AD 626,and from AD 743 to AD 784,as well as from AD 860 to AD 907 were the chaotic periods;while from AD 627 to A0 742,and from AD 785 to AD 859 were the prosperous periods. The results of 1-way-ANOVA show that,climate change,general wars,rebellions,offensive border wars,defensive border wars,agricultural harvests,and population growth rates are all significantly different between prosperity and chaos,except the general external wars. War data were used to quantitatively represent the social changes in the Tang Dynasty. In chaotic periods,the main types of wars are rebellions and defensive border wars,while the main type of wars in prosperous periods are offensive border wars. To explore the relationship between climate change and social division means to make clear the relationship between climate change and wars. The results of correlation analysis show the decrease of agricultural harvest due to lower temperature and less precipitation leads to the shortage of resources supply,so that the likelihood of rebellions increase;while during the warm periods with abundant rainfall,increasing agricultural harvest stimulates rapid population growth. Due to the limitations of technology and land resources,offensive border wars for expansion are more likely to occur.
Wang Xiao-Qing,Zhang David D,Pei Qing et al. Relationship between social stability and climate change in the Tang Dynasty[J]. JOPC, 2020, 22(2): 385-396.
[1] 白寿彝. 2016. 中国通史纲要. 北京: 中国友谊出版公司. [Bai S Y.2016. The Syllabus of the General Chinese History .Beijing: China Friendship Publishing Company] [2] 杜树章. 2010. 赋税沉重引发中国皇权专制社会治乱循环的经济学解释. 新疆财经大学学报,(4): 56-60. [Du S Z.2010. Continuous increase of taxes burden is the internal cause which led to dynasty circulation: An economic explanation. Journal of Xinjiang University of Finance and Economics,(4): 56-60] [3] 杜佑. 1896. 通典. 浙江杭州: 浙江书局. [Du Y.1896. Tong Dian .Zhejiang Hangzhou: Zhejiang Publishing Company] [4] 范文澜. 1978. 中国通史. 北京: 人民出版社. [Fan W L.1978. General History of China .Beijing: Chinese People’s Publishing House] [5] 方修琦. 1999. 从农业气候条件看中国北方原始农业的衰落与农牧交错带的形成. 自然资源学报,14(3),212-218. [Fang X Q.1999. Decline of pre-historical agriculture and formation of farming-grazing transitional zone in north China: A view from climatic changes. Journal of Natural Resources,14(3),212-218] [6] 方修琦,郑景云,葛全胜. 2014. 粮食安全视角下中国历史气候变化影响与响应的过程与机理. 地理科学,34(11),1291-1298. [Fang X Q,Zheng J Y,Ge Q S.2014. Historical climate change impact-response processes under the framework of food security in China. Scientia Geographica Sinica, 34(11): 1291-1298] [7] 方修琦,苏筠,尹君,滕静超. 2015. 冷暖—丰歉—饥—农民起义: 基于粮食安全的历史气候变化影响在中国社会系统中的传递. 中国科学: 地球科学, 45(6): 831-842. [Fang X Q,Su Y,Yin J,Teng J C.2015. Transmission of climate change impacts from temperature change to grain harvests,famines and peasant uprisings in the historical China. Science China: Earth Sciences,45(6): 831-842] [8] 方修琦, 萧凌波, 苏筠, 郑景云, 魏柱灯, 尹君. 2017. 中国历史时期气候变化对社会发展的影响. 古地理学报, 19(4): 729-736. [Fang X Q, Xiao L B, Su Y Zheng J Y, Wei Z D, Yin D.2017. Social impacts of climate change on the history of China. Journal of Palaeogeography(Chinese Edition), 19(4): 729-736] [9] 方修琦,苏筠,郑景云,萧凌波,魏柱灯,尹君. 2019. 历史气候变化对中国社会经济的影响. 北京: 科学出版社,224-226. [Fang X Q,Su Y,Zheng J Y,Xiao L B,Wei Z D,Yin J.2019. The Impact of Historical Climate Change on China’s Economy and Society .Beijing: Science Press,224-226] [10] 傅乐成. 2010. 中国通史. 贵州贵阳: 贵州教育出版社. [Fu L C.2010. General History of China .Guizhou Guiyang: Guizhou Education Press] [11] 葛全胜,刘浩龙,郑景云,萧凌波. 2013. 中国过去2000年气候变化与社会发展. 自然杂志,35(1): 9-21. [Ge Q S,Liu H L,Zheng J Y,Xiao L B.2013. The climate change and social development over the last two millennia in China. Chinese Journal of Nature,35(1): 9-21] [12] 葛全胜,郑景云,郝志新,张学珍,方修琦,王欢,闫军辉. 2014. 过去2000年中国气候变化研究的新进展. 地理学报,69(9): 1248-1258. [Ge Q S,Zheng J Y,Hao Z X,Zhang X Z,Fang X Q,Wang H,Yan J H.2014. State-of-the-arts in the study of climate changes over China for the past 2000 years. Acta Geographica Sinica,69(9): 1248-1258] [13] 宫崎市定. 2015. 宫崎市定中国史. 浙江杭州: 浙江人民出版社. [Miyazaki Ichisada.2015. Chinese History by Miyazaki Ichisada .Zhejiang Hangzhou: Zhejiang People’s Publishing House] [14] 何凡能,李柯,刘浩龙. 2010. 历史时期气候变化对中国古代农业影响研究的若干进展. 地理研究, 29(12): 2289-2297. [He F N,Li K,Liu H L.2010. The influence of historical climate change on agriculture in ancient China. Geographical Research, 29(12): 2289-2297] [15] 贾志刚. 2006. 唐代军费问题研究. 北京: 中国社会科学出版社. [Jia Z G.2006. Research on Military Expenditure in the Tang Dynasty .Beijing: China Social Sciences Press] [16] 蓝勇. 2001. 唐代气候变化与唐代历史兴衰. 中国历史地理论丛, 16(1): 4-15. [Lan Y.2001. Climate variation and the rise and fall of the tang dynasty. Collections of Essays on Chinese Historical Geography, 16(1): 4-15] [17] 刘璐,苏筠,方修琦. 2016. 中国西汉至清代北方农牧民族战争及其与温度变化的关联. 北京师范大学学报(自然科学版),52(4): 450-457. [Liu L,Su Y,Fang X Q.2016. Wars between farming and nomadic groups from western Han dynasty to Qing dynasty in north China and relationship with temperature change. Journal of Beijing Normal University(Natural Science),52(4): 450-457] [18] 吕思勉. 2005. 吕著中国通史. 上海: 华东师范大学出版社. [Lü S M.2005. General History of China .Shanghai: East China Normal University Press] [19] 满志敏. 2009. 中国历史时期气候变化研究. 山东济南: 山东教育出版社. [Man Z M.2009. Research on Climate Change in Chinese Historical Period. Shandong Ji’nan: Shandong Education Press] [20] 莫翔. 2011. 中国朝代与国家治乱分合循环的解析—基于经济因子的视角. 东南学术, (6): 47-54. [Mo X,2011. An analysis of the separation and integration cycle between the Chinese dynasty and the state-Based on economic factors. Southeast Academic Research,(6): 47-54] [21] 倪根金. 1988. 试论气候变迁对中国古代北方农业经济的影响. 农业考古, (1): 292-299. [Ni G J.1988. Comment on the influence of climate change on agricultural economy in ancient north China. Archaeology of Agriculture,(1): 292-299] [22] 气贺泽保规. 2014.. 绚烂辉煌的世界帝国: 隋唐时代. 广西桂林: 广西师范大学出版社. [KEGASAWA Yasunori.2014. Gorgeous World Empire: Sui and Tang Dynasties Era. Guangxi Guilin: Guangxi Normal University Press] [23] 司马光. 1956. 资治通鉴·唐纪. 卷二百五: 第14册. 北京: 中华书局,(6)486. [Si M G.1956. History as a Mirror-Tang. 250th rolls,14 volumes. Beijing: Zhonghua Book Company, 486] [24] 台湾三军大学. 2013. 中国历代战争史. 北京: 中信出版社. [Taiwan armed forces University. 2013. The History of Chinese Wars. Beijing: China Citic Press] [25] 王耀海. 2012. 基于法律消解的王朝循环: 以潜规则为视角. 东方法学,(6): 35-43. [Wang Y H.2012. Dynastic cycle based on legal dissolution: From the perspective of unwritten rules. Oriental Law,(6): 35-43] [26] 王铮,黎华群,孔祥德,张正远. 2005. 气候变暖对中国农业影响的历史借鉴. 自然科学进展,15(6): 706-713. [Wang Z,Li H Q,Kong X D,Zhang Z Y.2005. Historical reference on the impact of climate warming on Chinese agriculture. Progress in Natural Science,15(6): 706-713] [27] 王仲荦. 2003. 隋唐五代史. 上海: 上海人民出版社. [Wang Z L.2003. The history of Sui,Tang and Five Dynasties. Shanghai: Shanghai People’s Publishing House] [28] 伍潜娜,张培佩. 2011. 利益集团、行为偏好与黄宗羲定律—中国封建王朝更替动因的经济学分析. 河北地质大学学报,34(3): 11-16. [Wu Q N,Zhang P P.2011. Interest group,behavioral preference and huang zongxi’s law-The economic analysis of Chinese feudal dynasty replacement motivation. Journal of Hebei University of Geosciences, 34(3): 11-16] [29] 许靖华. 2014. 气候创造历史. 北京: 生活·读书·新知三联书店出版社,206-218. [Xu J H.2014. Climate Made History .Beijing: SDX Joint Publishing Company,206-218] [30] 张震南. 1936. 国史通略. 北京: 知识产权出版社. [Zhang Z N.1936. General Outline of Chinese History .Beijing: Intellectual Property Right Press] [31] 章典,詹志勇,林初升,何元庆,李峰. 2004. 气候变化与中国的战争、社会动乱和朝代变迁. 科学通报,49(23): 2468-2474. [Zhang D D,Jim C,Lin C S,He Y Q,Lee H F.2004. Climate change,social unrest and dynastic transition in ancient China. Chinese Science Bulletin,49(23): 2468-2474] [32] 赵文林,谢淑君. 1988. 中国人口史. 北京: 人民出版社. [Zhao W L,Xie S J.1988. History of Population in China .Beijing: People’s Publishing House] [33] 郑杭生,胡翼鹏. 2009. 社会运行、社会秩序与王朝的治乱盛衰: 中国社会思想史研究的新视野. 学海,(4): 123-134. [Zheng H S,Hu Y P.2009. Social movement,order and the rise and fall of dynastic governance: A new perspective for the study of Chinese social thought history. Journal of Xuehai,(4): 123-134] [34] 中国军事史编写组. 2003. 中国历代战争年表(上卷). 北京: 解放军出版社. [Compilation Team of Chinese Military History. 2003. Chronology of Wars in China. Beijing: PLA Press] [35] Asdal K.2003. The problematic nature of nature: The post-constructivist challenge to environmental history. History and Theory, 42(4): 60-74. [36] Carneiro R L.1970. A theory of the origin of the state. Science,169: 733-738. [37] Chen Q.2014. Climate shocks,dynastic cycles and nomadic conquests: Evidence from historical China. Oxford Economic Papers, 67(2): 185-204. [38] Cowie J.1998. Climate and human change: Disaster or opportunity?New York,NY: Parthenon Pub. Group. [39] Fan K W.2010. Climatic change and dynastic cycles in Chinese history: A review essay. Climatic Change,101(3-4): 565-573. [40] Fang X Q,Su Y,Yin J,Teng J C.2015. Transmission of climate change impacts from temperature change to grain harvests,famines and peasant uprisings in the historical China. Science China Earth Sciences,58(8): 1427-1439. [41] Ge Q S,Hao Z X,Zheng J Y,Shao X M.2013. Temperature changes over the past 2000 yr in China and comparison with the Northern Hemisphere. Climate of the Past, 9(3): 1153-1160. [42] Hsu K J.1998. Sun,climate,hunger,and mass migration. Science in China Series D: Earth Sciences, 41(5): 449-472. [43] Jia R.2014. Weather shocks,sweet potatoes and peasant revolts in historical China. The Economic Journal, 124(575): 92-118. [44] Lee H F,Fok L,Zhang D D.2008. Climatic change and Chinese population growth dynamics over the last millennium. Climatic Change,88(2): 131-156. [45] Lee H F,Zhang D D,Fok L.2009. Temperature,aridity thresholds,and population growth dynamics in China over the last millennium. Climate Research,39(2): 131-147. [46] Lee H F,Zhang D D.2010. Changes in climate and secular population cycles in China,1000CE to 1911. Climate Research,42(3),235-246. [47] Lee H F,Zhang D D.2015. Quantitative analysis of climate change and human crises in history. Space-Time Integration in Geography and GIS cience. Springer,Dordrecht: 235-267. [48] Mancur O.1986. The Rise and Decline of Nations .New Haven: Yale University Press. [49] Pei Q,Zhang D D,Li G D,Lee H F.2013. Short-and long-term impacts of climate variations on the agrarian economy in pre-industrial Europe. Climate Research,56(2): 169-180. [50] Pei Q,Lee H F,Zhang D D,Fei J.2019. Climate change,state capacity and nomad-agriculturalist conflicts in Chinese history. Quaternary International,508: 36-42. [51] Reischauer E.1983. The dynastic cycle. In: Meskill J(ed). The Pattern of Chinese History. Westport CT: Greenwood Press, 31-33. [52] Su Y,Zheng J Y.2012. Spatial-temporal characters of severe meteorological disasters and floods in Eastern China for the Tang and Song warm period. Geography and Geo-Information Science, 28(4): 98-102. [53] Su Y,Fang X Q,Yin J.2014. Impact of climate change on fluctuations of grain harvests in China from the Western Han Dynasty to the Five Dynasties(206BC-960AD). Science China Earth Sciences,57(7): 1701-1712. [54] Tan L C,Cai Y,An Z,Yi L,Zhang H,Qin S.2011. Climate patterns in north central China during the last 1800 yr and their possible driving force. Climate of the Past,7(3): 685-692. [55] Webster D.1975. Warfare and the Evolution of the State: A Reconsideration. American Antiquity, 40(4): 464-470. [56] Wei Z D,Fang X Q,Su Y,Li B B,Wei X Q,Yin J.2018. Comparison of climatic impacts transmission from temperature to grain harvests and economies between the Han(206BC-AD220)and Tang(AD618-907)dynasties. The Holocene,28(10): 1598-1608. [57] Weiss H,Bradley R S.2001 What drives societal collapse?Science, 291: 609-610. [58] Xiao L B,Fang X Q,Zheng J Y,Zhao W Y.2015. Famine,migration and war: Comparison of climate change impacts and social responses in North China between the late Ming and late Qing dynasties. The Holocene,25(6): 900-910. [59] Yancheva G,Nowaczyk N R,Mingram J,Dulski P,Schettler G,Negendank Jörg F W,Liu Jiaqi,Sigman Daniel M,Peterson Larry C,Haug Gerald H.2007. Influence of the intertropical convergence zone on the East Asian monsoon. Nature, 445: 74. [60] Yang B,Braeuning A,Johnson K R,Shi Y F.2002. General characteristics of temperature variation in China during the last two millennia. Geophysical Research Letters, 29(9): 38-1-38-4. [61] Yin J,Fang X Q,Su Y.2016a. Correlation between climate and grain harvest fluctuations and the dynastic transitions and prosperity in China over the past two millennia. The Holocene,26(12): 1914-1923. [62] Yin J,Su Y,Fang X Q.2016b. Climate change and social vicissitudes in China over the past two millennia. Quaternary Research,86(2): 133-143. [63] Zhang D D,Jim C,Lin C S,He Y Q,Lee H F.2005. Climate change,social unrest and dynastic transition in ancient China. Chinese Science Bulletin, 50(2): 137-144. [64] Zhang D D,Jim C Y,Lin C S,He Y Q,Wang J J,Lee H F.2006. Climatic Change,Wars and Dynastic Cycles in China Over the Last Millennium. Climatic Change,76(3-4): 459-477. [65] Zhang D D,Brecke P,Lee H F,He Y Q,Zhang J.2007a. Global climate change,war,and population decline in recent human history. Proceedings of the National Academy of Sciences, 104(49): 19214-19219. [66] Zhang D D,Zhang J,Lee H F,He Y Q.2007b. Climate change and war frequency in eastern china over the last millennium. Human Ecology,35(4): 403-414. [67] Zhang D D,Pei Q,Lee H F,Zhang J,Chang C Q,Li B S,Li J B,Zhang X Y.2015. The pulse of imperial China: A quantitative analysis of long-term geopolitical and climatic cycles. Global Ecology and Biogeography, 24(1): 87-96. [68] Zhang D E,Lu L H,Gergana Y,Norbert R N,Jens M,Peter D.2007c. Anti-correlation of summer/winter monsoon?Nature, 450(7168): E7-E8. [69] Zhang D E.2008. Query the validity of the monsoon led to the collapse of the Tang Dynasty by the Chinese historical climate records. Advances in Climate Change Research, 4(2): 126-130. [70] Zhang D E,Li H C,Ku T L,Lu L H.2010a. On linking climate to Chinese dynastic change: Spatial and temporal variations of monsoonal rain. Chinese Science Bulletin, 55(1): 77-83. [71] Zhang D E,Li H C,Ku T L,Lu L H.2010b. Reply to the comment of Cheng et al. Chinese Science Bulletin, 55(32): 3738-3740. [72] Zhang P Z,Cheng H,Edwards R L,Chen F H,Wang Y J,Yang X L,Liu J,Tan M,Wang X F,Liu J H,An C L,Dai Z B,Zhou J,Zhang D Z,Jia J H,Jin L Y,Johnson K R.2008. A test of climate,sun,and culture relationships from an 1810-year Chinese cave record. Science, 322: 940-942. [73] Zhang Z B,Tian H D,Cazelles B,Kausrud K L,Bräuning A,Guo F,Stenseth N C.2010c. Periodic climate cooling enhanced natural disasters and wars in China during AD 10-1900. Proceedings Biological Sciences,277: 3745-3753. [74] Zheng J Y,Xiao L B,Fang X Q,Hao Z X,Ge Q S,Li B B.2014. How climate change impacted the collapse of the Ming dynasty. Climatic Change,127(2): 169-182.